Yogi18’s Blog

Just another WordPress.com weblog

Auditing and Assurance (KKP1-5)

  1. What allegedly occurred according to the complaint underlying LR No. 18487?

violating the antifraud, anti-touting and other provisions of the federal securities laws, barred him from participating in an offer of penny stock, and ordered him to disgorge his illicit profits. Blackwelder, without admitting or denying the allegations in the Commission’s Complaint, consented to the entry of the final judgment against him.

2. what section(s) of federal securities laws was the primary named individual, Billy Blackwelder, accused of violating?

The Complaint charged Blackwelder with violations of Section 17(b) of the Securities Act of 1933 (“Securities Act”), Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), and Rule 10b 5 thereunder.



Februari 3, 2010 - Posted by | tugas Audit 2

Belum ada komentar.

Tinggalkan Balasan

Isikan data di bawah atau klik salah satu ikon untuk log in:

Logo WordPress.com

You are commenting using your WordPress.com account. Logout /  Ubah )

Foto Google+

You are commenting using your Google+ account. Logout /  Ubah )

Gambar Twitter

You are commenting using your Twitter account. Logout /  Ubah )

Foto Facebook

You are commenting using your Facebook account. Logout /  Ubah )


Connecting to %s

%d blogger menyukai ini: